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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2021-06-29 |
Branch Locations
162 Bellevue Ave, Newport, RI 02840 • United States
5 E Main Rd, Middletown, RI 02842 • United States
146 Westminster Street, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Financial Services Llc | Smithfield | RI | 05/2014 | 11/2016 |
| Mbn Llc | Forestdale | RI | 11/2016 | 06/2017 |
| Gwn Securities, Inc. | Warwick | RI | 06/2017 | 04/2018 |
| Mass Mutual Life Insurance Company | Warwick | RI | 09/2018 | 07/2020 |
| Mml Investors Services | Warwick | RI | 06/2018 | 07/2020 |
| Citizens Securities, Inc. | Newtonville | MA | 07/2020 | 06/2021 |
| Pruco Securities, Llc | Warwick | RI | 03/2018 | 06/2018 |
| Gwn Securities, Inc | Warwick | RI | 06/2017 | 12/2018 |
| J.P. Morgan Securities Llc | Cranston | RI | 06/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Cranston | RI | 06/2021 | Present |
Entity Name: Bellows Co Inc. & MBN LLC Investment related: N Address: Forestdale, RI 02824 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2008 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: 1) Bellows Co Inc. - Assistant to the Owner; Zero Compensation; 5 hours/month; start date: 01/1995. Forestdale, RI 02824 2) MBN, LLC - Owner; Investment property; Zero Compensation; 5-10 hours/month; start date: 03/01/ Investment related: N/ Forestdale, RI 02824
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-29 |
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