Inactive

Christopher John Stack

Young Richard C & Co Ltd

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Current Employers

Young Richard C & Co Ltd

98 William Street, Newport, RI 02840 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2003-01-31
RI	RA	APPROVED	2003-01-01

TX RA
APPROVED_RES

Since 2003-01-31
RI RA
APPROVED

Since 2003-01-01

Branch Locations

98 William Street, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richard C. Young & Co., Ltd.	Newport	RI	06/1998	Present

06/1998 → Present

Richard C. Young & Co., Ltd.

Newport, RI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-09
S63	Uniform Securities Agent State Law Examination	1998-08-06

S65 Uniform Investment Adviser Law Examination

1998-11-09
S63 Uniform Securities Agent State Law Examination

1998-08-06

View on SEC IAPD

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