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Angela Garcia

Young Richard C & Co Ltd

Newport, RI

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Current Employers
Young Richard C & Co Ltd

98 William Street, Newport, RI 02840 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2021-08-02
  • RI RA
    APPROVED
    Since 2021-08-02

Branch Locations

98 William Street, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Smithfield RI 08/2014 Present
Citizens Securities, Inc Greenville RI 01/2015 Present
  • 08/2014 → Present
    Citizens Bank
    Smithfield, RI
  • 01/2015 → Present
    Citizens Securities, Inc
    Greenville, RI
Other Businesses

St. Joseph's Church - cantor/singer, performer for mass as of 11/19/2017.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-31
S63 Uniform Securities Agent State Law Examination 2016-01-28
  • S65 Uniform Investment Adviser Law Examination
    2021-07-31
  • S63 Uniform Securities Agent State Law Examination
    2016-01-28

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · Newport, RI
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