Inactive

Richard Carlyle Young

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Current Employers

Young Richard C & Co Ltd

98 William Street, Newport, RI 02840 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-10
RI	RA	APPROVED	2025-12-10

FL RA
APPROVED

Since 2025-12-10
RI RA
APPROVED

Since 2025-12-10

Branch Locations

98 William Street, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richard C. Young & Co., Ltd.	Newport	RI	11/1989	Present

11/1989 → Present

Richard C. Young & Co., Ltd.

Newport, RI

Other Names

Richard C Young

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

NEWEDGE ADVISORS

OSAIC WEALTH, INC.

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CETERA INVESTMENT ADVISERS LLC

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Other Investors

CHRISTOPHER JOHN STACK

ANGELA GARCIA

Justin Charles Silvia

Frederick Abrams Bellows

JASON LEONARD BERTSCH

IAN SCOTT GERRIOR

TERENCE JOSEPH GLACKIN

KATHERINE KEHLER FARNHAM

Other Offices

J.P. MORGAN SECURITIES LLC · Newport, RI

NEWEDGE ADVISORS · Newport, RI

OSAIC WEALTH, INC. · NEWPORT, RI

UBS FINANCIAL SERVICES INC. · Newport, RI

COMMONWEALTH FINANCIAL NETWORK · NEWPORT, RI

CETERA INVESTMENT ADVISERS LLC · NEWPORT, RI

FACTOR INVESTING GROUP · Newport, RI

MORGAN STANLEY · NEWPORT, RI

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