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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-25 |
| MA | RA | APPROVED | 2024-06-25 |
| RI | RA | APPROVED | 2018-11-02 |
Branch Locations
130 Bellevue Ave Suite 304, Newport, RI 02840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Warwick | RI | 03/2004 | 11/2018 |
| Royal Alliance Associates, Inc. | Newport | RI | 11/2018 | Present |
1. AQUIDNECK WEALTH MANAGEMENT POSITION: Owner NATURE: Aquidneck Wealth Management, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/01/2009 ADDRESS: 130 Bellevue Ave, Newport RI 02840, United States DESCRIPTION: Owner 2. FOGLAND WOODWORKS POSITION: owner NATURE: Woodworking INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/26/2018 ADDRESS: 71 East Terrace, Portsmouth RI 02871, United States DESCRIPTION: Woodworking 3. INSURANCE BROKER POSITION: Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2009 ADDRESS: Aquidneck Wealth Management, 130, Newport RI 02840, United States DESCRIPTION: Insurance sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-21 |
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