Brian Richard Goldberg

Current Employers

Banyan Tree Asset Management, Llc

21250 Hawthorne Blvd Suite 550, Torrance, CA 90503-5517 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-05-30
MN	RA	APPROVED	2015-03-17
TX	RA	APPROVED_RES	2013-09-17

CA RA
APPROVED

Since 2024-05-30
MN RA
APPROVED

Since 2015-03-17
TX RA
APPROVED_RES

Since 2013-09-17

Branch Locations

21250 Hawthorne Blvd Suite 550, Torrance, CA 90503-5517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Banyan Tree Asset Management, Llc	Los Angeles	CA	08/2013	Present
Banyan Tree Securities, Llc	Los Angeles	CA	10/2013	Present

08/2013 → Present

Banyan Tree Asset Management, Llc

Los Angeles, CA
10/2013 → Present

Banyan Tree Securities, Llc

Los Angeles, CA

Other Businesses

BANYAN TREE ASSET MANAGEMENT, LLC; INVESTMENT-RELATED: YES; LOS ANGELES, CA; SEC-REGISTERED INVESTMENT ADVISOR; MANAGING DIRECTOR; JULY 2013; APPROX 55 HRS/MO.; APPROX 6.5 HRS/DAY DURING TRADING HRS; DUTIES: OWNER AND PRINCIPAL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-19

S66 Uniform Combined State Law Examination

2003-03-19

View on SEC IAPD

Current Employers

Banyan Tree Asset Management, Llc

Disclosures

Employment History

Other Businesses

Exams

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