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Ricardo L Rodriguez

Usi Advisors

Glastonbury, CT

Atlanta, GA

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-06-01
  • GA RA
    APPROVED
    Since 2022-06-01

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

1 Concourse Pky Ne Ste 700, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Des Moines IA 08/2003 04/2018
Principal Life Insurance Co Des Moines IA 07/2003 04/2018
Pentegra Services, Inc. White Plains NY 04/2018 03/2022
Pentegra Distributors, Inc. White Plains NY 04/2018 03/2022
Usi Consulting Group Glastonbury CT 03/2022 Present
Usi Advisors Glastonbury CT 03/2022 Present
  • 08/2003 → 04/2018
    Princor Financial Services
    Des Moines, IA
  • 07/2003 → 04/2018
    Principal Life Insurance Co
    Des Moines, IA
  • 04/2018 → 03/2022
    Pentegra Services, Inc.
    White Plains, NY
  • 04/2018 → 03/2022
    Pentegra Distributors, Inc.
    White Plains, NY
  • 03/2022 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 03/2022 → Present
    Usi Advisors
    Glastonbury, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-07
  • S66 Uniform Combined State Law Examination
    2007-09-07

View on SEC IAPD

Other Firms

USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

More in Glastonbury, CT

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