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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2025-09-05
  • WY RA
    APPROVED
    Since 2025-09-05

Branch Locations

600 East 1St Street, Casper, WY 82601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pmch Casper WY 06/2013 Present
1St Global Capital, Corp. Casper WY 12/2017 10/2019
1St Global Advisors, Inc Casper WY 12/2017 10/2019
Avantax Advisory Services Casper WY 10/2019 09/2025
Avantax Investment Services, Inc. Casper WY 10/2019 09/2025
Porter Muirhead Cornia And Howard Cpas Casper WY 06/2013 Present
Cetera Wealth Services, Llc Casper WY 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
1521 Aryn Lane, Llc Casper WY 08/2026 Present
  • 06/2013 → Present
    Pmch
    Casper, WY
  • 12/2017 → 10/2019
    1St Global Capital, Corp.
    Casper, WY
  • 12/2017 → 10/2019
    1St Global Advisors, Inc
    Casper, WY
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Casper, WY
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Casper, WY
  • 06/2013 → Present
    Porter Muirhead Cornia And Howard Cpas
    Casper, WY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Casper, WY
  • 09/2025 → Present
    Schaumburg, IL
  • 08/2026 → Present
    1521 Aryn Lane, Llc
    Casper, WY
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Casper, WY
  • 2018-02-05 → 2019-10-25
    1St Global Advisors Inc
    Casper, WY
Other Businesses

1) 600 EAST 1ST, LLC POSITION: Owner/Member NATURE: The LLC will be purchased a building in Casper, WY in March 2018. The building houses PMCH, CPA Firm, and Pathfinder Investments. This is a self-rental only. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: 600 East 1st Street, Casper WY 82601, United States DESCRIPTION: Owner/Member only. 2) PATHFINDER INVESTMENT ADVISORS, LLC POSITION: None NATURE: Financial Services entity INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: 600 East 1st Street, Casper WY 82601, United States DESCRIPTION: Referring Advisor 3) THE OLIVIA CALDWELL FOUNDATION POSITION: Board Member NATURE: The Olivia Caldwell Foundation is a 501c3 nonprofit. The mission is to fund life-saving pediatric cancer research and programs to improve the lives of children battling and other serious diseases in Wyoming and surrounding areas. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2019 ADDRESS: 419 S. Washington, Suite 201, Casper WY 82601, United States DESCRIPTION: As a Board Member I will be asked to provide assistance in furthering the purpose of the charity. 4) SAINT ANTHONY TRI-PARISH SCHOOL FOUNDATION POSITION: Board Member NATURE: The foundation's purpose is to provide necessary current and long-term funding for St. Anthony Tri-Parish School. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/2021 ADDRESS: 1145 W. 20th Street, Casper WY 82604, United States DESCRIPTION: My duties as a board member include attending monthly board meetings, fundraising for the foundation and promoting the purpose of the foundation. 5) PORTER MUIRHEAD CORNIA AND HOWARD CPAS POSITION: Shareholder/Owner NATURE: The activity is our CPA Firm. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/10/2013 ADDRESS: 600 East 1st Street, Casper WY 82601, United States DESCRIPTION: I am a Shareholder/Owner of the Firm. 1. Managing client and technical aspects of the Firm. 2. Assist in managing the Firm administratively. 3. Training new staff 4. Recruiting new staff 5. Assist with Firm finances 6) EWING MANAGERS, LLC POSITION: Manager NATURE: This is a family LLC that holds oil & gas royalty interests. I do not hold a financial interest in this LLC. It is owned 100% by my parents. I have authority to approve leases, etc. no signing authority over any bank accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 5130 Stoneridge Way, Casper WY 82601, United States DESCRIPTION: I have authority to approve leases, etc. no signing authority over any bank accounts. 7) NAME OF OTHER BUSINESS: 1521 ARYN LANE, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE PARTNERSHIP START DATE: 08/15/2026 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS IS A REAL ESATTE INVESTMENT PARTNERSHIP THAT WILL OWN A 4-PLEX MULTI-FAMILY RESIDENCE IN CASPER, WY. I WILL OWN 10% OF THE LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-12
  • S66 Uniform Combined State Law Examination
    2018-01-12
Other Names
  • B J Ewing

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