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Current Employers
Legacy Financial Services Group, Inc.

10691 East Carter Road Suite 101, Traverse City, MI 49684 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-03-23
  • MI RA
    APPROVED
    Since 2015-03-23

Branch Locations

10691 East Carter Road Suite 101, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Financial Services Group Traverse City MI 01/2015 Present
Metal Arts & Home Decor Traverse City MI 02/2018 Present
  • 01/2015 → Present
    Legacy Financial Services Group
    Traverse City, MI
  • 02/2018 → Present
    Metal Arts & Home Decor
    Traverse City, MI
Other Businesses

Owner of the retail store Metal Arts & Home Decor, LLC, located at 113 Park Street Suite 101A, Traverse City, MI 49684. Opening May 1, 2018 This business is non-investment related, and specializes in the sale of Metal wall art, fireplace sets, and other home decorations. The hours devoted will be on the weekends in an oversight capacity with a manager running the day to day activities of the store. No hours will be devoted during security trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-21
  • S65 Uniform Investment Adviser Law Examination
    2015-03-21

View on SEC IAPD

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