Joseph Brian Smith

Current Employers

Employment History

• 05/1989 → Present
  Smith Brothers Insurance, Llc
  Glastonbury, CT
• 01/2007 → 10/2022
  Woodbury Financial Services, Inc..
  Glastonbury, CT
• 10/2022 → Present
  Lpl Fianncial Llc
  Glastonbury, CT
• 10/2022 → Present
  Smith Brothers Financial, Llc
  Glastonbury, CT

Previous Registrations

• 2010-11-01 → 2022-10-19
  Woodbury Financial Services, Inc.
  Glastonbury, CT
  Reading, MA
  Glastonbury, CT
• 2022-10-11 → 2022-10-11
  Lpl Financial Llc
  Glastonbury, CT
  Reynoldsburg, OH
  Glastonbury, CT

Other Businesses

1)08/24/2022 - Smith Brothers Financial, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)08/24/2022 - Smith Brothers Insurance, LLC - Insurance Agency - Inv Rel - At Reported Business Location(s) 3)08/24/2022 - Smith Brothers Insurance, LLC - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) 4)08/24/2022 - JBS/SBI, Inc. - Owner - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel 5)12/8/2022 - Smith Brothers Financial, LLC - DBA: Smith Brothers Financial Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 03/01/2011 - 20 Hours Per Month/1 Hours During Securities Trading - I provide investment advisory services through Smith Brothers Financial, LLC., an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-10-12
• S63 Uniform Securities Agent State Law Examination
  2007-01-18

Other Names

• Joseph B Smith