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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-16
CA RA APPROVED 2020-01-10
  • TX RA
    APPROVED_RES
    Since 2020-11-16
  • CA RA
    APPROVED
    Since 2020-01-10

Branch Locations

21515 Hawthorne Blvd #259; Ofc 259, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Torrance CA 10/2012 01/2020
Lpl Financial, Llc Torrance CA 01/2020 Present
Previous Registrations
  • 2012-10-01 → 2020-01-23
    Torrance, CA
    Torrance, CA
    Redondo Beach, CA
    Redondo Beach, CA
  • 2010-10-19 → 2012-10-01
    Chase Investment Services Corp.
    Torrance, CA
Other Businesses

1. 01/10/2020 - CONSCIENCE WEALTH SERVICES/ DBA FOR LPL BUSINESS/ INVESTMENT RELATED/ 0%/ TORRANCE, CA 2. 05/23/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Estate Planning - Investment Advisor - Start Date - 04/07/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-18
S63 Uniform Securities Agent State Law Examination 2003-07-26
  • S66 Uniform Combined State Law Examination
    2010-10-18
  • S63 Uniform Securities Agent State Law Examination
    2003-07-26

View on SEC IAPD

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