David B Graf

Current Employers

Employment History

• 06/2003 → 05/2017
  Massmutual
  Southfield, MI
• 10/1989 → 01/2020
  Playmakers
  Okemos, MI
• 06/2003 → 05/2017
  Mml Investors Services
  Southfield, MI
• 05/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2013-07-02 → 2017-05-09
  Mml Investors Services, Llc
  Southfield, MI
• 2010-04-15 → 2013-06-05
  Mml Investors Services, Llc
  East Lansing, MI
  Southfield, MI
  East Lansing, MI

Other Businesses

1.SOCCER REFEREE, 9470 LARSEN RD, WILLIAMSBURG, MI, 4/2011. NIR - 20/YR - 0/TRADING. 2.INDEPENDENT INSURANCE AGENT, 9470 LARSEN RD, WILLIAMSBURG, MI, 9/2003 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/YR - 5/TRADING. 3.TRAVERSE BAY AREA YOUTH SOCCER, 1820 OAK HOLLOW DR, STE B, TRAVERSE CITY, MI, 6/2014 AS COACH. NIR - 80/YR - 0/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50/YR - 50/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5.NORTHERN FINANCIAL MANAGEMENT, 309 E Front St, Suite 100, Traverse City MI 49684, 08/2023, Owner, Using a Trade Name/dba, NIR, 160 HR/MO - 160 HR/MO TRADING. 6. GRAND TRAVERSE AREA CATHOLIC SCHOOLS, 712 N Keystone Rd, Traverse City MI 49694, United States, 09/03/2024, Coach, Sport/Fitness/Gaming, NIR, 40 HR/MO - 7 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2010-02-25
• S63 Uniform Securities Agent State Law Examination
  2003-07-12

Other Names

• Dave B Graf