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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-14 |
| MT | RA | APPROVED | 2023-10-24 |
| UT | RA | APPROVED | 2023-10-24 |
| CO | RA | APPROVED | 2023-10-23 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
2000 S. Colorado Blvd., Tower 2, Suite 150, Denver, CO 80222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Denver | CO | 08/2014 | 09/2023 |
| Principal Securities Inc | Denver | CO | 08/2014 | 09/2023 |
| Lpl Financial Llc | Denver | CO | 10/2023 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2023 | Present |
1) 10/23/2023 - HUB INTERNATIONAL -Outside/W-2 Employment - Non-Inv Rel - At Reported Business Location(s) - Start: 10/10/2023 - 160 Hr/Mth/ 8 Hours During Trading. 2) 10/23/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/10/2023 - 0 Hr/Mth/ 0 Hours During Trading. 3) 07/16/2025 - Global Retirement Partners - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:11/30/2023 - 160 Hrs/Mth - 160 Hrs During Trading.I provide investment advisory services through , anGlobal Retirement Partners independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-03 |
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