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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-11-14
MT RA APPROVED 2023-10-24
UT RA APPROVED 2023-10-24
CO RA APPROVED 2023-10-23
  • AZ RA
    APPROVED
    Since 2023-11-14
  • MT RA
    APPROVED
    Since 2023-10-24
  • UT RA
    APPROVED
    Since 2023-10-24
  • CO RA
    APPROVED
    Since 2023-10-23

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

2000 S. Colorado Blvd., Tower 2, Suite 150, Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Denver CO 08/2014 09/2023
Principal Securities Inc Denver CO 08/2014 09/2023
Lpl Financial Llc Denver CO 10/2023 Present
Global Retirement Partners, Llc San Rafael CA 10/2023 Present
Previous Registrations
Other Businesses

1) 10/23/2023 - HUB INTERNATIONAL -Outside/W-2 Employment - Non-Inv Rel - At Reported Business Location(s) - Start: 10/10/2023 - 160 Hr/Mth/ 8 Hours During Trading. 2) 10/23/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/10/2023 - 0 Hr/Mth/ 0 Hours During Trading. 3) 07/16/2025 - Global Retirement Partners - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:11/30/2023 - 160 Hrs/Mth - 160 Hrs During Trading.I provide investment advisory services through , anGlobal Retirement Partners independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-10
S63 Uniform Securities Agent State Law Examination 2003-09-03
  • S66 Uniform Combined State Law Examination
    2014-11-10
  • S63 Uniform Securities Agent State Law Examination
    2003-09-03
Other Names
  • Tim Nelson

View on SEC IAPD

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