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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-28
TX RA APPROVED_RES 2013-02-26
CT RA APPROVED 2007-03-30
NJ RA APPROVED 2005-08-10
  • NY RA
    APPROVED
    Since 2022-09-28
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • CT RA
    APPROVED
    Since 2007-03-30
  • NJ RA
    APPROVED
    Since 2005-08-10

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 10/2001 Present
Bank Of America, N.A. Greenwich CT 05/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-19
  • S66 Uniform Combined State Law Examination
    2003-12-19
Other Names
  • Joseph Byrne

View on SEC IAPD

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