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Casey Ward Conway

Ep Wealth Advisors

Torrance, CA

Dallas, TX

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-26
OK RA APPROVED 2025-11-26
TX RA APPROVED 2024-07-09
  • CA RA
    APPROVED
    Since 2025-11-26
  • OK RA
    APPROVED
    Since 2025-11-26
  • TX RA
    APPROVED
    Since 2024-07-09

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

100 Crescent Court, Suite 1130, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sloan Investment Management, L.L.C. Dallas TX 02/2007 06/2024
Ep Wealth Advisors, Llc Dallas TX 06/2024 Present
  • 02/2007 → 06/2024
    Sloan Investment Management, L.L.C.
    Dallas, TX
  • 06/2024 → Present
    Ep Wealth Advisors, Llc
    Dallas, TX
Previous Registrations
  • 2022-11-01 → 2024-07-31
    Sloan Investment Management, L.L.C.
    Dallas, TX
  • 2007-02-28 → 2021-12-31
    Sloan Investment Management, L.L.C.
    Dallas, TX
  • 2003-08-20 → 2007-03-08
    Stephens
    Dallas, TX
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-08
  • S66 Uniform Combined State Law Examination
    2003-09-08

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Torrance, CA
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