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Richard Edward Nerad

Nerad + Deppe Wealth Management

La Jolla, CA

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Current Employers
Nerad + Deppe Wealth Management

4250 Executive Square Suite 545, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-04-20
TX RA APPROVED 2020-04-20
  • CA RA
    APPROVED
    Since 2020-04-20
  • TX RA
    APPROVED
    Since 2020-04-20

Branch Locations

4250 Executive Square Suite 545, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ndwm, Llc San Diego CA 11/2009 12/2019
Alphacore Capital Llc La Jolla CA 09/2019 05/2020
Ndwm, Llc San Diego CA 04/2020 Present
  • 11/2009 → 12/2019
    Ndwm, Llc
    San Diego, CA
  • 09/2019 → 05/2020
    Alphacore Capital Llc
    La Jolla, CA
  • 04/2020 → Present
    Ndwm, Llc
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-12
S63 Uniform Securities Agent State Law Examination 2003-07-24
  • S66 Uniform Combined State Law Examination
    2004-05-12
  • S63 Uniform Securities Agent State Law Examination
    2003-07-24

View on SEC IAPD

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Samuel Joseph Woo
David Michael Jude Curiel

Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA

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