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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-27 |
| CA | RA | APPROVED | 2009-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) | La Jolla | CA | 06/2009 | Present |
| Bank Of America,N.A. | La Jolla | CA | 06/2011 | Present |
I*45969 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BRAD CASTILLO PHOTOGRAPHY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: SAN DIEGO, CALIFORNIA 92130 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 1/2/2012 NUMBER OF HOURS DEVOTED: 4 HRS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NATURE PHOTOGRAPHY NOT EXPECTED TO GENERATE ANY INCOME. USED FOR TAX SHELTER PURPOSES. I*4612296 Entity Type: Fiduciary role Name of OBA: S. B C. TTEE U/A DTD 09/11/2018 BY S. B C. Address: San Diego, California, 92130 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/22/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Trustee/Self, Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-21 |
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