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Cindi Marie Shrader

Mml Investors Services, LLC

Louisville, KY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-03-25
  • KY RA
    APPROVED
    Since 2017-03-25

Branch Locations

9900 Corporate Campus Drive Suite 3000, Louisville, KY 40223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Louisville KY 12/1999 03/2017
Mml Investors Services Louisville KY 03/2017 Present
Massmutual Life Insurance Company Louisville KY 07/2016 Present
  • 12/1999 → 03/2017
    Metlife Securities Inc
    Louisville, KY
  • 03/2017 → Present
    Mml Investors Services
    Louisville, KY
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Louisville, KY
Previous Registrations
  • 2011-12-06 → 2017-03-25
    Msi Financial Services, Inc.
    Louisville, KY
    Louisville, KY
Other Businesses

OWNER OF RENTAL PROPERTY IN PROSPECT, KY UNDER BUSINESS NAME CP&J PROPERTIES FOR 2 WKDY AND 2 EVE/WKND HRS/WK SINCE 1/2011

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-05
S63 Uniform Securities Agent State Law Examination 2000-02-02
  • S65 Uniform Investment Adviser Law Examination
    2011-12-05
  • S63 Uniform Securities Agent State Law Examination
    2000-02-02
Other Names
  • Cindi Marie Dant
  • Cindi Dant Shrader

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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