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4250 Executive Square Suite 545, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-04-20 |
| TX | RA | APPROVED | 2020-04-20 |
Branch Locations
4250 Executive Square Suite 545, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ndwm, Llc | San Diego | CA | 10/2009 | 12/2019 |
| Alphacore Capital Llc | La Jolla | CA | 08/2019 | 05/2020 |
| Ndwm, Llc | San Diego | CA | 04/2020 | Present |
(1) ProVisors - Professional Network Group, INc.; non-investment related industry publication servicing investment advisers. Activity is conducted from office location. Mr. Deppe serves as a writer on a freelance basis. Started October 2019. Mr. Deppe anticipates dedicating less than 5 hours per month on this activity, and generally conducts the activity outside securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-07 |
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