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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-26 |
| NV | RA | APPROVED | 2023-09-05 |
Branch Locations
7455 Arroyo Crossing Pkwy #220 Ofc 245, Las Vegas, NV 89113 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Krikie & Associates | Batavia | IL | 01/2011 | 08/2023 |
| The O.N. Equity Sales Company | Cincinnati | OH | 02/2016 | 08/2023 |
| Ohio National Financial Services | Cincinnati | OH | 08/2015 | 08/2023 |
| Lpl Financial Llc | Las Vegas | NV | 08/2023 | Present |
1)08/24/2023 - Americana Financial Group - Insurance Agency - Insurance agency selling Life, Health, Disability, Long Term Care, Fixed Annuities - Inv Rel - Warrenville, IL - Start: 10/2021 - 160 Hr/Mth 2)08/24/2023 - LegalShield - Sell Legal Sheild and ID Sheild - Non-Inv Rel - Warrneville, IL - Start: 10/2021 - 5 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-01 |
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