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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-21 |
Branch Locations
2500 Westchester Avenue Suite 210, Purchase, NY 10577 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aventri | Norwalk | CT | 11/2018 | 04/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2019 | 01/2021 |
| Northwestern Mutual Investment Services Llc | White Plains | NY | 07/2019 | 01/2021 |
| Chembulk Tankers | Southport | CT | 10/2016 | 11/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2019 | 01/2021 |
| Mass Mutual Life Insurance Company | Elmsford | NY | 01/2021 | 01/2021 |
| Mml Investors Services | Elmsford | NY | 01/2021 | 01/2021 |
| Barnum Financial Group | Elmsford | NY | 02/2021 | 04/2021 |
| Altium Wealth Management | Purchase | NY | 04/2021 | 04/2022 |
| Hightower Altium Holding, Llc | Purchase | NY | 04/2022 | 04/2023 |
| Hightower Advisors | Chicago | IL | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-08-30 |
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