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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-08-20 |
| RI | RA | APPROVED | 2025-02-14 |
| MN | RA | APPROVED | 2024-11-03 |
| OK | RA | APPROVED | 2024-08-13 |
| LA | RA | APPROVED | 2024-01-30 |
| SD | RA | APPROVED | 2023-04-17 |
| WY | RA | APPROVED | 2023-04-14 |
| NE | RA | APPROVED | 2022-02-15 |
| NY | RA | APPROVED | 2021-04-16 |
| NM | RA | APPROVED | 2020-11-24 |
| WA | RA | APPROVED | 2020-10-22 |
| MO | RA | APPROVED | 2020-09-23 |
| AK | RA | APPROVED | 2020-07-22 |
| AL | RA | APPROVED | 2020-04-03 |
| GA | RA | APPROVED | 2019-07-15 |
| CO | RA | APPROVED | 2019-07-09 |
| IL | RA | APPROVED | 2019-01-10 |
| CA | RA | APPROVED | 2018-08-07 |
| WI | RA | APPROVED | 2017-11-03 |
| VA | RA | APPROVED | 2017-11-02 |
| MS | RA | APPROVED | 2016-10-24 |
| NC | RA | APPROVED | 2016-10-21 |
| NV | RA | APPROVED | 2016-09-29 |
| MA | RA | APPROVED | 2016-03-22 |
| NH | RA | APPROVED | 2015-05-08 |
| AZ | RA | APPROVED | 2015-02-03 |
| MI | RA | APPROVED | 2015-01-26 |
| TX | RA | APPROVED | 2015-01-24 |
| IN | RA | APPROVED | 2012-03-21 |
| FL | RA | APPROVED | 2010-09-07 |
| SC | RA | APPROVED | 2010-07-09 |
| OH | RA | APPROVED | 2005-03-09 |
| KY | RA | APPROVED | 2005-03-08 |
Branch Locations
9300 Shelbyville Road Suite 320, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Louisville | KY | 05/2004 | Present |
| Guardian Life Ins Co | Louisville | KY | 05/2004 | Present |
1. Insurance Products Other Than Guardian-I provide Clients With Other Life, Long Term Care, and Disability Products If Guardian Is Not A Fit., Start: 01/01/2005, Address: 9300 Shelbyville Road Suite 320; Louisville, KY 40222, 15 bus hrs per month, Investment related, >10% annual compensation, 2. Aviator Investment Management, LLC. -FMG Suite Website Marketing for our Guardian/ PAS/ Insurance other than Guardian, Start: 11/02/2015, Address: 9300 Shelbyville Road Suite 320; Louisville, KY 40222, 5 bus hrs per month, Not investment related, 3.) Fischesser Managment, LLC.- Created for own tax planning-tax and accounting purposes, Start: 08/01/2021, Address: 9106 Blazing Star Lane Prospect, KY 40059, 1 total hours per month 0 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-17 |
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