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Gregory Ssu Hsien Noether

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-10
CA RA APPROVED 2019-01-28
  • TX RA
    APPROVED
    Since 2020-03-10
  • CA RA
    APPROVED
    Since 2019-01-28

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pasedena CA 07/2011 11/2016
Wells Fargo Clearing Services, Llc Pasedena CA 11/2016 07/2018
Morgan Stanley Pasadena CA 01/2019 Present
Unemployed South Pasadena CA 09/2018 01/2019
Charles Schwab Santa Monica CA 08/2018 08/2018
  • 07/2011 → 11/2016
    Wells Fargo Advisors Llc
    Pasedena, CA
  • 11/2016 → 07/2018
    Wells Fargo Clearing Services, Llc
    Pasedena, CA
  • 01/2019 → Present
    Morgan Stanley
    Pasadena, CA
  • 09/2018 → 01/2019
    Unemployed
    South Pasadena, CA
  • 08/2018 → 08/2018
    Charles Schwab
    Santa Monica, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-22
  • S66 Uniform Combined State Law Examination
    2011-10-22
Other Names
  • Gregory Noether
  • Gregory S Noether

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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