Best Investors Account Sign in

Jonathan Mark Lising

Edward Jones

Pasadena, CA

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-17
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2019-01-17
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

171 N Marengo Avenue, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2012 Present
Previous Registrations
  • 2010-08-13 → 2012-10-01
    U.S. Bancorp Investments, Inc.
    Anaheim, CA
    Yorba Linda, CA
    La Habra, CA
    Anaheim, CA
    Yorba Linda, CA
    Anaheim Hills, CA
    La Habra, CA
    Yorba Linda, CA
    Anaheim, CA
  • 2008-10-09 → 2010-08-17
    U.S. Bancorp Advisors, Llc
    Riverside, CA
    Riverside, CA
    Riverside, CA
    Riverside, CA
    Irvine, CA
  • 2007-02-27 → 2008-09-24
    Edward Jones
    Placentia, CA
    Placentia, CA
Other Businesses

Prestige Worldwide Real Estate Type of business: Real Estate Huntington Beach, CA Start date: 12/28/2017 Owner Hours per week: 1 Hours during trading: 1 Desc: Buying Real Estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-20
S63 Uniform Securities Agent State Law Examination 2003-04-18
  • S66 Uniform Combined State Law Examination
    2007-02-20
  • S63 Uniform Securities Agent State Law Examination
    2003-04-18
Designations
Other Names
  • Jonathan Mark Lising
  • Jonathan Moreto Lising
  • Jonathan Mark Lising
  • Jonathan Mark Moreto Lising

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor