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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
109 Sanford St St C4, Hamden, CT 06514 • United States
Westbrook, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc. | St. Paul | MN | 01/2003 | 08/2023 |
| Minnesota Life | St. Paul | MN | 01/2003 | 08/2023 |
| Mdz Wealth Management Llc | Orange | CT | 11/2015 | 12/2019 |
| The Hired Brush | Westbrook | CT | 04/2008 | Present |
| Cetera Wealth Services, Llc | Hamden | CT | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Allied Wealth Partners | Westbrook | CT | 01/2020 | Present |
1. ASSURITY EMPLOYEE BENEFITS POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: , Orange CT , United States DESCRIPTION: Independent Contractor 2. BUSINESS NETWORKING POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: , Orange CT , United States DESCRIPTION: Member 3. FOOTBALL OFFICIAL POSITION: Member NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2001 ADDRESS: , North Haven CT , United States DESCRIPTION: Member 4. THE HIRED BRUSH POSITION: Owner NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 124 SECURITIES TRADING HOURS: 25 START DATE: 04/01/2008 ADDRESS: 107 Salt Island Road, Westbrook CT 06498, United States DESCRIPTION: The Hired Brush is a residential interior painting company. The business is a owner-operator, sole proprietorship with no employees. As owner-operator, I perform all duties of company. The company does no advertising and is referral based. Work is performed for customers occasionally during morning hours during the work week, but predominately during the late afternoon and evenings/weekends; 5. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: ART, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: ARTIST, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CREATE ARTWORKS, FACILITATE THE SALE OF THE ARTWORK;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-25 |
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