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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • CT RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

109 Sanford St St C4, Hamden, CT 06514 • United States

Westbrook, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 01/2003 08/2023
Minnesota Life St. Paul MN 01/2003 08/2023
Mdz Wealth Management Llc Orange CT 11/2015 12/2019
The Hired Brush Westbrook CT 04/2008 Present
Cetera Wealth Services, Llc Hamden CT 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Allied Wealth Partners Westbrook CT 01/2020 Present
  • 01/2003 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 01/2003 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 11/2015 → 12/2019
    Mdz Wealth Management Llc
    Orange, CT
  • 04/2008 → Present
    The Hired Brush
    Westbrook, CT
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Hamden, CT
  • 08/2023 → Present
    Schaumburg, IL
  • 01/2020 → Present
    Allied Wealth Partners
    Westbrook, CT
Previous Registrations
  • 2004-08-31 → 2023-08-10
    Securian Financial Services, Inc.
    Orange, CT
    Hamden, CT
    St. Paul, MN
Other Businesses

1. ASSURITY EMPLOYEE BENEFITS POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: , Orange CT , United States DESCRIPTION: Independent Contractor 2. BUSINESS NETWORKING POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: , Orange CT , United States DESCRIPTION: Member 3. FOOTBALL OFFICIAL POSITION: Member NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2001 ADDRESS: , North Haven CT , United States DESCRIPTION: Member 4. THE HIRED BRUSH POSITION: Owner NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 124 SECURITIES TRADING HOURS: 25 START DATE: 04/01/2008 ADDRESS: 107 Salt Island Road, Westbrook CT 06498, United States DESCRIPTION: The Hired Brush is a residential interior painting company. The business is a owner-operator, sole proprietorship with no employees. As owner-operator, I perform all duties of company. The company does no advertising and is referral based. Work is performed for customers occasionally during morning hours during the work week, but predominately during the late afternoon and evenings/weekends; 5. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: ART, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: ARTIST, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CREATE ARTWORKS, FACILITATE THE SALE OF THE ARTWORK;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-24
S63 Uniform Securities Agent State Law Examination 2003-02-25
  • S65 Uniform Investment Adviser Law Examination
    2004-08-24
  • S63 Uniform Securities Agent State Law Examination
    2003-02-25

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