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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

7777 Girard Ave., La Jolla, CA 92037 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc La Jolla CA 10/2012 Present
Jp Morgan Chase Bank, N.A. La Jolla CA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    San Diego, CA
    La Jolla, CA
    La Jolla, CA
    La Jolla, CA
    La Jolla, CA
  • 2008-10-06 → 2009-05-02
    Wamu Investments, Inc.
    San Diego, CA
    San Diego, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) (THE MURPHY FAMILY TRUST) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/15/2019 ADDRESS: LA JOLLA, CA 92037 DETAILS: Vacation rentals INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): ZERO HOURS DURING TRADING: ZERO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-01
S63 Uniform Securities Agent State Law Examination 2003-04-10
  • S66 Uniform Combined State Law Examination
    2008-10-01
  • S63 Uniform Securities Agent State Law Examination
    2003-04-10
Other Names
  • Matt W Murphy
  • Matthew William Murphy

View on SEC IAPD

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