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Clayton Harvey Riddell

Wells Fargo Clearing Services, LLC

Boulder, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-12
CO RA APPROVED 2018-05-25
  • TX RA
    APPROVED
    Since 2026-05-12
  • CO RA
    APPROVED
    Since 2018-05-25

Branch Locations

1155 Canyon Blvd Ste 200, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of The West Thornton CO 01/2015 05/2018
Bancwest Investment Services Thornton CO 01/2015 05/2018
Wells Fargo Clearing Services, Llc Denver CO 05/2018 Present
  • 01/2015 → 05/2018
    Bank Of The West
    Thornton, CO
  • 01/2015 → 05/2018
    Bancwest Investment Services
    Thornton, CO
  • 05/2018 → Present
    Wells Fargo Clearing Services, Llc
    Denver, CO
Previous Registrations
  • 2015-03-24 → 2018-06-06
    Bancwest Investment Services, Inc.
    Thornton, CO
    Thornton, CO
    Commerce City, CO
    Aurora, CO
    Aurora, CO
    Brighton, CO
    Louisville, CO
    Denver, CO
    Superior, CO
    Broomfield, CO
    Westminster, CO
    Arvada, CO
    Northglenn, CO
    Arvada, CO
    Wheat Ridge, CO
  • 2011-03-03 → 2011-12-31
    J.P. Morgan Institutional Investments Inc.
    Overland Park, KS
    Overland Park, KS
    Englewood, CO
    Kansas City, MO
    Overland Park, KS
  • 2010-09-13 → 2010-10-18
    Park Avenue Securities Llc
    Greenwood Village, CO
  • 2005-12-06 → 2009-07-09
    Td Ameritrade, Inc.
    Denver, CO
  • 2006-05-17 → 2009-07-09
    Td Ameritrade Investment Management, Llc
    Denver, CO
  • 2005-04-18 → 2005-09-15
    Ubs Financial Services Inc.
    Fort Collins, CO
  • 2003-01-02 → 2005-04-21
    Waddell & Reed
    Ft. Collins, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-17
S63 Uniform Securities Agent State Law Examination 2005-05-20
S66 Uniform Combined State Law Examination 2002-12-21
  • S65 Uniform Investment Adviser Law Examination
    2015-03-17
  • S63 Uniform Securities Agent State Law Examination
    2005-05-20
  • S66 Uniform Combined State Law Examination
    2002-12-21
Designations
Other Names
  • Clayton Harvey Riddell
  • Clayton H Riddell
  • Clay Riddell

View on SEC IAPD

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UBS FINANCIAL SERVICES INC.
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J.P. MORGAN SECURITIES LLC
MORGAN STANLEY
ENDEAVOR PRIVATE WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LP

Other Investors

JOHN DAVID TERRION
Amy Lynn Crenshaw
SYDNEY ALEXIS CLAYTON
DIANE JANET SOUCHERAY
LYNNE M GRIMSON
Meagan E Belford
MICHAEL WAYNE NORVELL
JAMES ALMANDO SCATENA

Other Offices

RBC CAPITAL MARKETS, LLC · BOULDER, CO
UBS FINANCIAL SERVICES INC. · BOULDER, CO
UBS FINANCIAL SERVICES INC. · Boulder, CO
ROBERT W. BAIRD & CO. INCORPORATED · Boulder, CO
J.P. MORGAN SECURITIES LLC · BOULDER, CO
MORGAN STANLEY · Boulder, CO
ENDEAVOR PRIVATE WEALTH, INC. · BOULDER, CO
ENDEAVOR PRIVATE WEALTH, INC. · Boulder, CO

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