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Raymond D. Leslie

J.P. Morgan Securities LLC

Spring, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

8421 Cypresswood Dr, Spring, TX 77379 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cypress TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Cypress TX 03/2005 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Tomball, TX
    Houston, TX
    Houston, TX
    Tomball, TX
    Klein, TX
    Spring, TX
    Houston, TX
    Cypress, TX
    Cypress, TX
  • 2005-03-23 → 2005-07-06
    Banc One Securities Corporation
    Houston, TX
  • 2003-03-18 → 2005-03-31
    Equitable Advisors, Llc
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-17
  • S66 Uniform Combined State Law Examination
    2003-03-17
Other Names
  • Raymond D Leslie

View on SEC IAPD

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Other Investors

KAY ALLISEN KELLEY
ANDRES VALDEZ
MIGUEL RAFAEL VALDEZ
ALEJANDRO VALDEZ
Lazaro Rodriguez
JEFFREY MICHAEL KOSTA
RANDAL ALLEN REEVES
KEVIN LOUIS CASCARELLI

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SPRING, TX
J.P. MORGAN SECURITIES LLC · KLEIN, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Spring, TX
OSAIC WEALTH, INC. · SPRING, TX
EDWARD JONES · SPRING, TX
LPL FINANCIAL LLC · SPRING, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX
EDWARD JONES · SPRING, TX

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