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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-07-08
IA RA APPROVED 2021-05-28
TX RA APPROVED 2004-05-17
CA RA APPROVED 2003-01-20
  • UT RA
    APPROVED
    Since 2025-07-08
  • IA RA
    APPROVED
    Since 2021-05-28
  • TX RA
    APPROVED
    Since 2004-05-17
  • CA RA
    APPROVED
    Since 2003-01-20

Branch Locations

1200 Prospect Street Suite 500, La Jolla, CA 92038 • United States

1200 Prospect Street Suite 100, La Jolla, CA 92037 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. La Jolla CA 10/2002 Present
Other Businesses

1) Vacation Rental (Twentynine Palms)/ investment related?: yes/ Twentynine Palms, CA US/ Real Estate/I own the property and it will be placed on the market as a short-term vacation rental/responsible for upkeep of the property/ start date: 2/2/2022 // 2) Long-term rental property 1013 Main St. W, Hartselle, AL 35640; Real Estate; Long-term rental; Proprietor / owner; It will be managed by a property manager but I will approve expenses over $500; Start date: 6/18/2022 3)TBD,San DiegoUnited States,wholesale antique rosary components, but a potential to expand into the retail market.wholesale antique rosary components,Advisor or advisory group member if advice given may influence an officer/board,I will provide strategic advice and guidance to the managing members of the LLC. My wife and I will own 10% of the business and my daughter will own 90%., as member of a audit committeeYes, as member of the committee, Start date -3/10/2026 4111 15th Avenue, Chattanooga, TNLong-term rental, Proprietor / owner, It will be managed by a property manager but I will approve expenses over $, start date-3/31/2022. 213 Wilson St NW, Decatur, AL 35601, Long-term rental, Proprietor / owner, It will be managed by a property manager but I will approve expenses over $, start date-5/18/2022. OraLabora LLC dba Equatoria,San DiegoUnited States,wholesale antique rosary components, but a potential to expand into the retail market.wholesale antique rosary components,Advisor or advisory group member if advice given may influence an officer/board,I will provide strategic advice and guidance to the managing members of the LLC. My wife and I will own 10% of the business and my daughter will own 90%.,Start date -4/1/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-17
  • S66 Uniform Combined State Law Examination
    2003-01-17
Other Names
  • Jared Papin

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