Joan Tozer

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2020 → 11/2020
  Us Census Bureau
  Templeton, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-08-24 → 2008-08-13
  Pension Planners Securities, Inc.
  Carmichael, CA
  Santa Barbara, CA

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 1/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES, AND LONG TERM CARE; (2) NAME OF OTHER BUSINESS: SANTA BARBARA COASTAL ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DBA FOR INVESTMENT ADVISING, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 8, APX NUMBER OF TRADING HOURS PER WEEK: 8, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: GENERAL ADVISOR DUTIES; (3) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 2350 ORCHARD RD, TEMPLETON, CA 93465 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 08/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: VACATION HOME RENTAL ; (6) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: 235 MATHILDA DR, GOLETA, CA 93117, NATURE OF BUSINESS: RENTAL HOUSE, START DATE: 08/2017, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COLLECT RENT AND PROPERTY MAINTENANCE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-23
• S63 Uniform Securities Agent State Law Examination
  2002-12-31

Other Names

• Joan Frances Tozer
• Joan Aburrow
• Joan Leader