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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| WA | RA | APPROVED | 2011-09-28 |
Branch Locations
3760 Carillon Point, Kirkland, WA 98033-7455 • United States
Snohomish, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Kirkland | WA | 09/2011 | Present |
| City National Bank | Kirkland | WA | 08/2018 | 01/2025 |
BIG BARREL FARM & VINYARD LLC; ADDRESS: 6427 NE 129TH PL, KIRKLAND, WA 98034; BUSINESS DESCRIPTION: VINEYARD; NOT INVESTMENT RELATED; START DATE: 12/18/2007; CAPACITY: OWNER-ACTIVE; DUTIES: GENERAL ASSISTANCE/SERVICE AS OWNERS OF PROPERTY, NEGOTIATE CONTRACTS AND PAY NECESSITIES; HOURS DEVOTED PER WEEK: 3.75; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-17 |
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