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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-21 |
Branch Locations
888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | San Diego | CA | 08/2005 | 06/2024 |
| Morgan Stanley Smith Barney | San Diego | CA | 06/2009 | 06/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2024 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 06/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
BRECHER FARMILY LLC; INV RELATED; SAN DIEGO, CA; 100% OWNERSHIP; START 12/01/2020; 10 HOURS PER MONTH; 0 HOURS DURING TRADING; NON PROFIT FARM AND ANIMAL RESCUE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-17 |
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