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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-31 |
Branch Locations
4275 Executive Square 7Th Floor, La Jolla, CA 92037 • United States
San Diego, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank | Chula Vista | CA | 10/2009 | 05/2018 |
| Unionbanc Investment Services | Chula Vista | CA | 04/2010 | 05/2018 |
| City National Bank | La Jolla | CA | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-20 |
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