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Ardaches Peltekian

Morgan Stanley

La Jolla, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-11-23
TX RA APPROVED_RES 2010-07-12
  • CA RA
    APPROVED
    Since 2010-11-23
  • TX RA
    APPROVED_RES
    Since 2010-07-12

Branch Locations

1111 Prospect Street, La Jolla, CA 92037 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc La Jolla CA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    La Jolla, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-08
S63 Uniform Securities Agent State Law Examination 2004-04-16
  • S65 Uniform Investment Adviser Law Examination
    2010-10-08
  • S63 Uniform Securities Agent State Law Examination
    2004-04-16
Other Names
  • Aroaches Peltekian
  • Adro Peltekian
  • Ardo Peltekian

View on SEC IAPD

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