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Frank Dennis Yanez

Morgan Stanley

Torrance, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-11-15
TX RA APPROVED_RES 2016-11-10
CA RA APPROVED 2009-06-01
  • NJ RA
    APPROVED
    Since 2016-11-15
  • TX RA
    APPROVED_RES
    Since 2016-11-10
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Los Angeles CA 12/2015 Present
  • 12/2015 → Present
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
Previous Registrations
  • 2007-07-16 → 2009-06-01
    Citigroup Global Markets Inc.
    Torrance, CA
  • 2007-02-15 → 2007-06-25
    Wells Fargo Investments, Llc
    Los Angeles, CA
  • 2005-09-20 → 2007-01-17
    Banc Of America Investment Services, Inc.
    Hawthorne, CA
    Gardena, CA
    Newport Beach, CA
    Newport Beach, CA
  • 2002-06-27 → 2005-09-20
    Morgan Stanley Dw Inc.
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-03
  • S66 Uniform Combined State Law Examination
    2002-05-03
Other Names
  • Frank Dennis Vazquez

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

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