Rachel Dawn Waldo

Current Employers

Employment History

• 03/2004 → Present
  Principal Life Insurance Co
  Panora, IA
• 04/2004 → Present
  Principal Securities, Inc.
  Panora, IA
• 07/2024 → Present
  Principal Advised Services
  Panora, IA

Other Businesses

**MAIN STREET DANCE STUDIOS POSITION: Front Desk NATURE: Dance INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2021 ADDRESS: 310 W Main St, Panora IA 50216, United States DESCRIPTION: Responsible for taking attendance, answering questions, lining up children for class, measuring for costumes. **PRINCIPAL ADVISED SERVICES POSITION: Manager Principal Connection NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/23/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **LAKE PANORAMA ASSOCIATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2024 ADDRESS: 5006 Panorama Dr, Panora IA 50216, United States DESCRIPTION: I will be a board member for a private lake in Iowa. I will vote on rules and regulations and projects for the maintenance and growth of the Lake Panorama Association. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/15/2004 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **LAKE PANORAMA NATIONAL POSITION: Administrator NATURE: Administrative INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2026 ADDRESS: 6616 Panorama Rd, Panora IA 50216, United States DESCRIPTION: Cashier and ranger at a golf course seasonally in the evenings and weekends.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-26
• S63 Uniform Securities Agent State Law Examination
  2002-11-16

Other Names

• Rachel Dawn Waldo
• Rachel Dawn Knudsen