Stephen Clay Holbrook

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2007-06-11

KY RA
APPROVED

Since 2007-06-11

Branch Locations

3344 Hikes Ln., Louisville, KY 40220 • United States

11700 Antonia Way, Louisville, KY 40229 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Louisville	KY	07/2005	Present

07/2005 → Present

Fifth Third Securities

Louisville, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-08

S66 Uniform Combined State Law Examination

2007-06-08

Designations

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

Exams

Designations

Other Firms

Other Investors

Other Offices

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