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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-18
TX RA APPROVED_RES 2014-09-26
CT RA APPROVED 2014-09-23
  • NY RA
    APPROVED
    Since 2021-07-18
  • TX RA
    APPROVED_RES
    Since 2014-09-26
  • CT RA
    APPROVED
    Since 2014-09-23

Branch Locations

2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc White Plains NY 09/2014 11/2016
Wells Fargo Clearing Services, Llc White Plains NY 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-08
  • S66 Uniform Combined State Law Examination
    2008-09-08

View on SEC IAPD

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