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Daniel Edward Rearick

LPl Financial LLC

Santa Ana, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-18
  • CA RA
    APPROVED
    Since 2022-05-18

Branch Locations

2115 N Broadway, Santa Ana, CA 92706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 01/2007 Present
Schoolsfirst Fcu Aka Octfcu Santa Ana CA 06/2004 Present
Lpl Financial Llc Tustin CA 05/2022 Present
  • 01/2007 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 06/2004 → Present
    Schoolsfirst Fcu Aka Octfcu
    Santa Ana, CA
  • 05/2022 → Present
    Tustin, CA
Previous Registrations
  • 2007-01-22 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Anaheim, CA
    Tustin, CA
    Waverly, IA
    Placentia, CA
    Mission Viejo, CA
    Mission Viejo, CA
    Irvine, CA
    Anaheim, CA
    Tustin, CA
    Gardena, CA
  • 2004-08-03 → 2007-01-24
    Cuso Financial Services, L.P.
    Santa Ana, CA
    Placentia, CA
    Santa Ana, CA
    Santa Ana, CA
  • 2004-04-15 → 2004-07-28
    Irvine, CA
Other Businesses

1)05/18/2022 - SchoolsFirst Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Institution Program Manager 2)01/03/2024 - SchoolsFirst FCU- Investment Related - At Reported Business Location(s) - Financial Institution Duty - Sr. Vice President - Start Date- 7/19/2004- 160 Hours Per Month/8 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-27
  • S66 Uniform Combined State Law Examination
    2002-09-27
Other Names
  • Dan Rearick

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