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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 01/2007 | Present |
| Schoolsfirst Fcu Aka Octfcu | Santa Ana | CA | 06/2004 | Present |
| Lpl Financial Llc | Tustin | CA | 05/2022 | Present |
1)05/18/2022 - SchoolsFirst Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Institution Program Manager 2)01/03/2024 - SchoolsFirst FCU- Investment Related - At Reported Business Location(s) - Financial Institution Duty - Sr. Vice President - Start Date- 7/19/2004- 160 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-27 |
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