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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-03-08 |
Branch Locations
2500 Route 35 & Lakewood Road, Manasquan, NJ 08736-0179 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Howell | NJ | 02/2009 | 06/2018 |
| Santander Bank, Na | Boston | MA | 06/2018 | 12/2020 |
| Santander Securities, Llc | Dorchester | MA | 06/2018 | 12/2020 |
| Uber | East Brunswick | NJ | 08/2015 | 09/2025 |
| Legalshield | East Brunswick | NJ | 06/2011 | Present |
| J.P. Morgan Securities Llc | Manasquan | NJ | 11/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Manasquan | NJ | 11/2021 | Present |
| Sparks Zumba Llc | East Brunswick | NJ | 08/2021 | Present |
| Pnc Bank | Princeton | NJ | 02/2021 | 10/2021 |
| Lpl Financial | Howell | NJ | 02/2009 | 06/2018 |
| Legal Shield | East Brunswick | NJ | 06/2011 | Present |
| Kingdom Entertainment Llc | East Brunswick | NJ | 05/2025 | 09/2025 |
Entity Name: Legal Shield Investment related: No Address: 20 Lake Ave Apt 5A, East Brunswick NJ 08816 Nature of the other business: Residual Payouts Position/Title/Relationship: Employee/Contractor Start Date: 06/01/2011 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am currently receiving residual payouts on policy's I sold in the past. I no longer actively market these services. Legal Shield offers legal services as a subscription to members and I was contracted with them in the past to actively market these policy's. 1. LegalShield; non-investment related; 250, East Brunswick, NJ; Direct Sales of Legal Service Products; independent sales consultant; start date 06/30/2011; 15 hours monthly; 0 during trading hours; selling memberships to LegalShield for people in need of an attorney, does not provide or sell legal plans and does not provide legal advice/guidance. 2. Uber; non-investment related; 20, East Brunswick, NJ; Food/Goods/People Delivery; freelance driver; start date 08/24/2015; 17 hours monthly; 0 during trading hours; drive people/food to their destination via mobile app requests. 3. Sparks Zumba LLC; non-investment related; 20 Lake Ave, 5A, East Brunswick, NJ 08816; Zumba Dance/Fitness classes; owner; start date 08/06/2021; 5 hours per month; 0 during trading hours; I do not teach the classes, my wife is the instructor, my duties in the business are strictly administrative, i.e. to keep in touch with instructors students and RSCP them for their classes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-14 |
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