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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-06-17 |
| CA | RA | APPROVED | 2023-07-14 |
| MN | RA | APPROVED | 2023-07-14 |
| TX | RA | APPROVED_RES | 2022-05-31 |
| NV | RA | APPROVED | 2014-03-20 |
Branch Locations
10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Las Vegas | NV | 03/2014 | Present |
1) Southern Nevada YMCA 4141 Meadows Lane / United States/ http://www.lasvegasymca.org/ No / Charity / Start Date 4/1/2019/ 89105 No / No 2)Wanda Wonder, LLC/3011 American Way,Missoula,MT,US 59808 /Investment related?: yes/Co-manager of llc along with my spouse/Owner/Start Date:3/5/2021/Time redq during working hpurs?: no
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-03-28 |
| S65 | Uniform Investment Adviser Law Examination | 2002-02-06 |
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