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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-11 |
| IL | RA | APPROVED | 2022-05-18 |
Branch Locations
26525 N Riverwood Blvd, Mettawa, IL 60045 • United States
325 Tri State Pkwy, Gurnee, IL 60031-5280 • United States
100 Abbott Park Rd, Abbott Park, IL 60064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Grayslake | IL | 10/2002 | Present |
| Cuna Mutual Insurance Society | Waverly | IA | 10/2010 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 10/2010 | Present |
| Lpl Financial Llc | Gurnee | IL | 05/2022 | Present |
1)05/18/2022 - ALEC Wealth Management- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2)05/18/2022 - No Business Name - Not Investment Related- Home Based - Other - Musical Performer - Self-employed Musician -Start Date- 1998 - 2 Hours Per Month/ 0 Hours During Securities Trading- Time Spent 1%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-11 |
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