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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-05-02 |
| TX | RA | APPROVED | 2024-05-02 |
Branch Locations
100 North Field Drive, Suite 340, Lake Forest, IL 60045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Skokie | IL | 10/2013 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 05/2020 | 05/2024 |
| Stifel, Nicolaus & Company, Incorporated | Lake Forest | IL | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-21 |
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