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Christopher Alan Kolososki

Stifel, Nicolaus & Company, Incorporated

Lake Forest, IL

CRD 3275038

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-02
TX RA APPROVED 2024-05-02
  • IL RA
    APPROVED
    Since 2024-05-02
  • TX RA
    APPROVED
    Since 2024-05-02

Branch Locations

100 North Field Drive, Suite 340, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Skokie IL 10/2013 05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 05/2020 05/2024
Stifel, Nicolaus & Company, Incorporated Lake Forest IL 05/2024 Present
Previous Registrations
  • 2020-06-11 → 2024-04-30
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Northbrook, IL
    Fort Lauderdale, FL
    Northbrook, IL
    Birmingham, AL
  • 2013-10-15 → 2020-06-10
    J.P. Morgan Securities Llc
    Skokie, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Northfield, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2009-06-01 → 2013-10-23
    Morgan Stanley
    Chicago, IL
    Oakbrook Terrace, IL
    Oak Brook, IL
  • 2008-11-10 → 2009-06-01
    Citigroup Global Markets Inc.
    Chicago, IL
    Chicago, IL
    Grand Rapids, MI
    Grand Rapids, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-23
S63 Uniform Securities Agent State Law Examination 2002-12-21
  • S65 Uniform Investment Adviser Law Examination
    2008-10-23
  • S63 Uniform Securities Agent State Law Examination
    2002-12-21
Other Names
  • Chris Alan Kolososki
  • Christopher Kolososki
  • Christopher Alan Kolososki
  • Chris A. Kolososki

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
BUSS CAPITAL MANAGEMENT, LLC
ISTO ADVISORS, LLC

Nearby Investors

Allison Marie Ockwood
Kevin G. Rieger
Tommy Pirvu

Nearby Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL

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