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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-29
TX RA APPROVED 2026-06-29
  • IL RA
    APPROVED
    Since 2026-06-29
  • TX RA
    APPROVED
    Since 2026-06-29

Branch Locations

300 E. Illinois Road, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lake Forest IL 06/2026 Present
Jpmorgan Chase Bank, N.A. Lake Forest IL 06/2026 Present
Bank Of America Chicago IL 09/2024 06/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 09/2024 06/2026
Ss&C Tech Inc Chicago IL 06/2022 09/2024
Ohio State Unv Elmhurst IL 08/2021 06/2022
Unemployed Elmhurst IL 04/2021 07/2021
Northwestern Feinberg School Of Medicine Elmhurst IL 05/2019 03/2021
Unemployed Iowa City IA 08/2018 05/2019
The Midwest Club Elmhurst IL 06/2018 08/2018
Unemployed Elmhurst IL 07/2017 05/2018
Il Energy Windows & Siding Elmhurst IL 05/2017 06/2017
Unemployed Elmhurst IL 06/2016 04/2017
  • 06/2026 → Present
    Lake Forest, IL
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Lake Forest, IL
  • 09/2024 → 06/2026
    Bank Of America
    Chicago, IL
  • 09/2024 → 06/2026
    Chicago, IL
  • 06/2022 → 09/2024
    Ss&C Tech Inc
    Chicago, IL
  • 08/2021 → 06/2022
    Ohio State Unv
    Elmhurst, IL
  • 04/2021 → 07/2021
    Unemployed
    Elmhurst, IL
  • 05/2019 → 03/2021
    Northwestern Feinberg School Of Medicine
    Elmhurst, IL
  • 08/2018 → 05/2019
    Unemployed
    Iowa City , IA
  • 06/2018 → 08/2018
    The Midwest Club
    Elmhurst, IL
  • 07/2017 → 05/2018
    Unemployed
    Elmhurst, IL
  • 05/2017 → 06/2017
    Il Energy Windows & Siding
    Elmhurst, IL
  • 06/2016 → 04/2017
    Unemployed
    Elmhurst, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-04
  • S66 Uniform Combined State Law Examination
    2024-12-04
Other Names
  • Corneliu Tommy Pirvu
  • Tommy Pirvu
  • Tommy Corneliu Pirvu

View on SEC IAPD

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