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Nicole Teresa Simmons

J.P. Morgan Securities LLC

Lake Forest, IL

CRD 5619673

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-24
IL RA APPROVED 2015-03-13
  • TX RA
    APPROVED
    Since 2015-03-24
  • IL RA
    APPROVED
    Since 2015-03-13

Branch Locations

300 E Illinois Rd, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Lake Forest IL 10/2012 Present
J.P. Morgan Securities Llc Lake Forest IL 10/2012 Present
Loft Vernon Hills IL 10/2017 09/2021
Emils Restaurant Grayslake IL 11/2021 05/2024
Emils Grayslake IL 03/2025 04/2025
Black Lung Grayslake IL 08/2025 12/2025
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Lake Forest, IL
  • 10/2012 → Present
    Lake Forest, IL
  • 10/2017 → 09/2021
    Loft
    Vernon Hills, IL
  • 11/2021 → 05/2024
    Emils Restaurant
    Grayslake, IL
  • 03/2025 → 04/2025
    Emils
    Grayslake, IL
  • 08/2025 → 12/2025
    Black Lung
    Grayslake, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-07
S63 Uniform Securities Agent State Law Examination 2009-01-22
  • S66 Uniform Combined State Law Examination
    2015-01-07
  • S63 Uniform Securities Agent State Law Examination
    2009-01-22
Other Names
  • Nicole T Freiburger
  • Nicole Teresa Freiburger

View on SEC IAPD

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