Susan Yore

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 04/2022
  Bank Of America, N.A.
  Northbrook, IL
• 04/2022 → Present
  Stifel Nicolaus & Co Inc
  Lake Forest, IL

Previous Registrations

• 2011-10-28 → 2022-05-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 2008-10-01 → 2011-11-04
  J.P. Morgan Securities Llc
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Wheaton, IL
  Oakbrook Terrace, IL
  Chicago, IL
• 2007-01-16 → 2008-10-01
  J.P. Morgan Securities Inc.
  Wheaton, IL
  Naperville, IL
• 2005-07-06 → 2007-01-17
  Chase Investment Services Corp.
  Chicago, IL
  Deerfield, IL
• 2002-09-25 → 2005-07-06
  Banc One Securities Corporation
  Deerfield, IL

Exams

• S66 Uniform Combined State Law Examination
  2000-09-02

Other Names

• Susan Marie Harper