Kevin Daer Reich

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 04/2022
  Bank Of America,Na
  Northbrook, IL
• 04/2022 → Present
  Stifel Nicolaus & Co Inc
  Naples, FL

Previous Registrations

• 2008-01-04 → 2022-04-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
  Lake Forest, IL
  Naples, FL
• 2005-07-06 → 2008-01-08
  Chase Investment Services Corp.
  Lake Forest, IL
  Chicago, IL
  Northbrook, IL
• 2005-05-02 → 2005-07-06
  Banc One Securities Corporation
  Northbrook, IL

Other Businesses

1. 401 Lakeside LLC; 17448 Blue Sapphire Dr. Fort Myers FL 33913; A holding company, that holds two Storage units to store my personal belongings; Manager; Maintain paper work and file the annual report; 01/01/2024; 10.00hrs/year; Not during securities trading hours; Not Investment-Related 2. 402 Lakeside LLC; 17448 Blue Sapphire Dr. Fort Myers FL 33913; Holding company that hold LLC for storage unit with personal property; Manager; manage paperwork and file annual report; 01/01/2024; 10.00hrs/year; Not during securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2005-04-29
• S63 Uniform Securities Agent State Law Examination
  2004-02-18

Other Names

• Kevin Daer Reich
• Kevin Daer Reich
• Kevin Daer Reich
• Kevin Daer Reich