Ranjeet Rai

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 10/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 07/2016 → 10/2017
  Bank Of America, N.A.
  Rolling Meadows, IL
• 06/2019 → Present
  Stifel Nicolaus & Co Inc
  Lake Forest, IL
• 03/2018 → 05/2019
  School Districts 30, 31, 34
  Glenview, IL
• 10/2017 → 03/2018
  Unemployed
  Glenview, IL
• 06/2018 → 08/2018
  Ymca
  Northbrook, IL

Previous Registrations

• 2016-09-19 → 2017-10-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2001-10-19 → 2003-07-01
  Lasalle Financial Services, Inc.
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2016-09-16

Other Names

• Randy Rai