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Ranjeet Rai

Stifel, Nicolaus & Company, Incorporated

Lake Forest, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
IL RA APPROVED 2019-06-25
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • IL RA
    APPROVED
    Since 2019-06-25

Branch Locations

100 North Field Drive, Suite 340, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 07/2016 10/2017
Bank Of America, N.A. Rolling Meadows IL 07/2016 10/2017
Stifel Nicolaus & Co Inc Lake Forest IL 06/2019 Present
School Districts 30, 31, 34 Glenview IL 03/2018 05/2019
Unemployed Glenview IL 10/2017 03/2018
Ymca Northbrook IL 06/2018 08/2018
  • 07/2016 → 10/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 07/2016 → 10/2017
    Bank Of America, N.A.
    Rolling Meadows, IL
  • 06/2019 → Present
    Stifel Nicolaus & Co Inc
    Lake Forest, IL
  • 03/2018 → 05/2019
    School Districts 30, 31, 34
    Glenview, IL
  • 10/2017 → 03/2018
    Unemployed
    Glenview, IL
  • 06/2018 → 08/2018
    Ymca
    Northbrook, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-16
  • S66 Uniform Combined State Law Examination
    2016-09-16
Other Names
  • Randy Rai

View on SEC IAPD

Other Firms

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OBAR WEALTH MANAGEMENT LLC
EDWARD JONES

Other Investors

Allison Marie Ockwood
Kevin G. Rieger
Tommy Pirvu
Nicole Teresa Simmons
DUSTIN L WHITE
Michael John Brady
Samantha Pelligrino McGuire
CAROL H. BUSS

Other Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC · Lake Forest, IL
ROUNDTABLE HEALTHCARE MANAGEMENT, INC · LAKE FOREST, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Lake Forest, IL
OBAR WEALTH MANAGEMENT LLC · LAKE FOREST, IL
EDWARD JONES · LAKE FOREST, IL

More in Lake Forest, IL

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