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Patrick Michael Hoch

Stifel, Nicolaus & Company, Incorporated

Lake Forest, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-16
IL RA APPROVED 2007-04-30
  • CA RA
    APPROVED
    Since 2025-09-16
  • IL RA
    APPROVED
    Since 2007-04-30

Branch Locations

100 North Field Drive, Suite 340, Lake Forest, IL 60045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Lake Forest IL 04/2007 Present
Previous Registrations
  • 2007-04-02 → 2007-04-20
    Morgan Stanley & Co. Llc
    Lake Forest, IL
  • 1998-04-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lake Forest, IL
    Lake Forest, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-27
S63 Uniform Securities Agent State Law Examination 1986-10-31
  • S65 Uniform Investment Adviser Law Examination
    1998-03-27
  • S63 Uniform Securities Agent State Law Examination
    1986-10-31

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC · Lake Forest, IL
ROUNDTABLE HEALTHCARE MANAGEMENT, INC · LAKE FOREST, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Lake Forest, IL
OBAR WEALTH MANAGEMENT LLC · LAKE FOREST, IL
EDWARD JONES · LAKE FOREST, IL

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