Kenneth Brian Heck

Current Employers

Employment History

• 07/2013 → Present
  Lpl Financial, Llc
  Las Vegas, NV

Previous Registrations

• 2009-10-19 → 2013-07-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Las Vegas, NV

Other Businesses

1. 07/02/2013 - HECK WEALTH MANAGEMENT, LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 11/28/2014 - BACK TO NORMAL, LLC - INV REL - RETAIL SALES - START 11/01/2014 - 10 HOURS PER MONTH/0 HOURS DURING TRADING - I AM THE INVESTOR AND CO-OWNER. IT IS A SEPARATE NON-FINANCIAL COMPANY THAT DOES NOT SHARE OFFICE SPACE. 3. 09/24/2019 - Heck Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/01/2019 - 20 hrs/mo - 0 hrs during trading. 4. 6/19/2020 - MassMutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/16/2020 - 5 Hours Per Month/0 Hours During Securities Trading. 5. 7/29/2020 - HWM Tax LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 11/01/2019 - 20 Hours Per Month/0 Hours During Securities Trading - Offer tax preparation and filing services 6. 07/03/2023 - HWM Marketing LLC - Not Investment Related - At Reported Business Location(s) - Other - Rep's Business - Start Date 06/07/2023 - 4 Hours Per Month/ 0 Hours During Securities Trading 7. 09/25/2024 - Leisure Werden & Terry - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/24/2024 - 4 Hours Per Month/ 0 Hours during Trading 8. 05/02/2025 - PlanAm Group LLC - Investment Related - Other - Business Owner - At Reported Business Location(s) - Start Date: 04/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading. 9. 06/09/2026 - HNNB LLC - Family Business - Not Investment Related - Start Date 11/01/2018 - 20 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-11-06
• S63 Uniform Securities Agent State Law Examination
  2002-09-05